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Begin browsing by name, region, industry, or exchange and then add filters to narrow your search. Begin browsing by name, region, industry, or exchange and then add filters to narrow your search. NASDAQ regulations, and links to relevant regulatory compliance tools. This guidance and these tools are marked with the following symbol:.
Information is current as of September 2014. This manual is a summary only of the principal US securities and NASDAQ regulations applicable to the Company. You are at: NASDAQ Stock Market Show other Nasdaq sites: CORPORATESERVICES: MARKET VENUES: TOOLS: NASDAQOMX. com NASDAQ OMX Corporate and Listing information Our two compliance manualsone for NYSElisted nonUS companies and one for NASDAQlisted nonUS companiessummarize the primary reporting obligations and other duties imposed by the Securities Act of 1933, the Securities Exchange Act of 1934, the Nasdaq listed companies manuals Act of 2002 and other US securities laws upon a nonUS Find NASDAQ Companies and a complete list of NASDAQ, NYSE, and AMEX listed companies using the Company List tool at NASDAQ.
com Considering Director Independence 4 See NYSE Listed Company Manual 303A. 01 and Nasdaq Marketplace Rule 4350 for the NYSEs and Nasdaqs, respectively, subjective independence criteria. Nasdaqlisted companies are afforded a grace period in which to cure noncompliance with The Nasdaq Stock Market LLC Rules General Equity and Options Rules Exchange Traded Products (ETPs) are traded on Nasdaq's Global Market and must meet the applicable listing requirements set forth in the 5700 series of Nasdaq's Listing Rules.
These ETPrelated Nasdaq Rule Filings and Information Circulars may also serve as a valuable resource. The New York Stock Exchange Listed Company Manual is the comprehensive rulebook for listed companies. The Manual also details original and continued listing requirements of the Exchange and sets forth NYSE rules and policies on such matters as corporate governance, shareholder communications, and shareholder approval.
The Bylaws and Rules of the Nasdaq Stock Market are available for listed companies, as well as investors and regulators who have an interest in understanding market membership, registration, qualifications, as well as rules. In 2002, the NASDAQ Stock Market amended its rules to require NASDAQ listed companies to make prompt disclosure to the public, 2 NYSE Listed Company Manual 202. 05 and 202. 06. 3 Commission Guidance on the Use of Company Web Sites, Release No.
(Aug. 1, 2008). For Nasdaq Global Select Market and Nasdaq Global Market Companies The financial and liquidity standards for continued listing are the same for companies trading on either the Nasdaq Global Select Market or the Nasdaq Global Market. Once listed, companies must meet all of the criteria under at least one of the three standards below. About the Listed Company Manual The New York Stock Exchange Listed Company Manual is the Nasdaq listed companies manuals rulebook for listed companies.
The Manual also details original and continued listing requirements of the Exchange and sets forth NYSE rules and policies on such matters as corporate governance, shareholder communications,